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Writer's pictureErmos Erotocritou

7 Strategies to ensure a great start to the year





A New Year, A New Beginning


There are a few ways financial advisors can start the new year strong:


1. Set goals: Identify specific and achievable goals that you want to accomplish in the new year. These could be related to your business, your clients, or your personal development.


Make sure your goals are SMART: Specific, Measurable, Attainable, Relevant, and Time-bound. This will help you create clear and achievable goals.

Putting your goals in writing can help you clarify your thinking and make them feel more real and tangible.

Having a mix of short-term and long-term goals can help you make progress in the short-term while still working towards your larger objectives.

Break your goals down into smaller, actionable steps and create a plan to help you achieve them. This can help you stay focused and make progress towards your goals.

Regularly review your goals and track your progress towards achieving them. This can help you stay motivated and make adjustments as needed.

It's important to be open to adjusting your goals as circumstances change or as you learn more about what is and isn't possible. It's okay to adjust your goals as needed as long as you are still working towards your overall objectives.


2. Review your progress: Take some time to reflect on your performance in the past year and identify areas where you can improve. This can help you focus your efforts and prioritize your goals for the new year.


Determine how often you want to review your progress and stick to a schedule. This could be weekly, monthly, or quarterly, depending on your goals and circumstances.

Identify specific metrics or indicators that you can use to measure your progress towards your goals. These could be financial metrics, such as revenue or profit, or non-financial metrics, such as the number of clients you've acquired or the number of new products you've launched.

Use a tool, such as a spreadsheet or journal, to track your progress over time. This will allow you to see how far you've come and identify any trends or patterns.

Take some time to think about what has been working well and what challenges you have faced. This can help you identify areas where you can improve and make adjustments as needed.

Don't forget to celebrate your successes along the way! Recognizing your progress can help you stay motivated and focused on your goals.


3. Review your business plan: Make sure your business plan is up to date and reflects your current goals and priorities. If you don't have a business plan, now is a good time to create one.


A business plan outlines your business strategy, goals, and financial projections. Here are the key components of a business plan:

An executive summary is a brief overview of your business plan as a whole. It should include a summary of your goals, and projections.

Market analysis: This should include a description of your target market, and how you will attract your niche clients.

Product or service offering: This should describe the products or services you offer, how they meet the needs of your niche market, and how they are unique compared to your competitors.

Marketing and sales strategy: This should outline your marketing and sales tactics, including how you plan to reach and acquire clients.

Financial projections: This should include financial projections, such as projected revenue and expenses.



4. Review your client list: Take stock of your current clients and identify opportunities to deepen your relationships with them.


Consider reaching out to clients who have been inactive or who you have not heard from in a while to see how you can help them.

Make an effort to understand your clients' needs and goals and be responsive to their inquiries and concerns. This can help you build trust and show that you are invested in their success.

Stay in touch with your clients on a regular basis, whether through phone calls, emails, or in-person meetings. This can help you keep them informed and up to date on their investments and financial plans.

Look for ways to add value to your clients beyond just managing their investments. This could include offering financial planning services, providing educational resources, or introducing them to other professionals who can help them achieve their goals.

Be open and transparent with your clients about your services and fees, and make sure you follow through on any commitments you make.

Ask your clients for feedback on your services and listen to their concerns and suggestions. This can help you identify areas where you can improve and better meet their needs.

By building strong relationships with your clients, you can help them feel more confident in your ability to help them achieve their financial goals.


5. Connect with your network: Reach out to your professional network and attend industry events to build relationships and stay up to date on the latest trends and best practices.


Look for conferences, workshops, and other events related to your industry and make an effort to attend. These can be great opportunities to meet new people and stay up to date on the latest trends and best practices.

Consider joining professional organizations related to your industry. These can be a great way to connect with other professionals and access valuable resources and networking opportunities.

Social media platforms, such as LinkedIn, can be a great way to connect with other professionals and stay informed about industry news and developments.

Don't be afraid to reach out to people you know and ask if they would be open to meeting for coffee or a phone call to catch up and discuss potential opportunities.

Look for ways you can help others in your network, whether it's by introducing them to potential clients or offering to help them with a project. By building mutually beneficial relationships, you can strengthen your network and create opportunities for yourself and others.


6. Get organized: Make sure you have systems in place to manage your time and stay on top of your workload. This can help you be more productive and efficient, which will allow you to serve your clients better.


Plan out your day in advance and try to stick to a set schedule. This can help you stay focused and avoid wasting time on non-essential tasks.

Use tools, such as a to-do list or project management software, to help you keep track of your tasks and prioritize your workload.

A cluttered workspace can be distracting and make it harder to focus. Take some time each day to tidy up your workspace and get rid of any unnecessary clutter.

Use labels and folders to keep your physical and digital documents organized. This can help you find what you need quickly and avoid wasting time searching for things.

Set aside specific times of the day to check and respond to emails and other forms of communication. This can help you stay on top of your inbox and avoid being constantly interrupted by notifications.

By staying organized, you can be more productive and efficient, which will allow you to better serve your clients and achieve your goals.


7. Create good habits: Creating good habits is vital to your success because they can help you be more productive, achieve your goals, and lead a healthier and happier life. Habits are the fuel that make the previous tips work.


When you turn a task or behavior into a habit, you are more likely to do it consistently, which can help you make steady progress towards your goals.

Good habits, such as being organized and planning ahead, can save you time and help you be more efficient. This can free up time for you to focus on more important tasks such as servicing your clients and make progress towards your goals.

Being healthy can make you more productive. Good habits, such as exercising regularly and eating a healthy diet, can improve your physical and mental health, which can help you perform at your best and be more successful.

Overall, habits are vital to success because they can help you be more consistent, efficient, healthy, and positive, which can set the stage for you to achieve your goals.


Use these 7 strategies to propel your business into the new year and beyond.


When I ask Advisors "what's your biggest challenge?" The answer is almost always the same: "Prospecting"

I offer a free 15 minute coaching session for Financial Advisors that are looking to grow. You must have at least $25M in assets and a minimum of 5 years industry experience.

No sales pitch, no obligation.

You can connect with me here:


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